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Who should attend Understanding The Sarbanes-Oxley Act: A Guide For Attorneys
This seminar is designed for attorneys seeking a thorough overview of the Sarbanes-Oxley Act.
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Understanding The Sarbanes-Oxley Act: A Guide For Attorneys  

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This seminar is designed for attorneys seeking a thorough overview of the Sarbanes-Oxley Act.

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Seminar Summary:

This seminar will cover such topics as disclosure requirements, background of the Sarbanes-Oxley Act, internal controls, and more. (see full course description)

 
 

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Training Course Syllabus:


The Sarbanes-Oxley Act of 2002 presents significant changes in the way companies operate and how they interact with their advisors. For attorneys, both in-house and outside counsel, who work with businesses on a daily basis, this seminar is a must; but even lawyers who do business work occasionally should be reasonably knowledgeable about these important changes. Coverage includes:

  • Background Of The Sarbanes-Oxley Act
  • Who Is Affected?
  • Internal Audits
  • Internal Controls
  • Disclosure Requirements
  • Professional Standards Of Conduct

9:15 a.m. - 10:30 a.m.

I. Overview Of The Sarbanes-Oxley Act

A. Who Is Affected?

B. Related Corporate Governance Mandates For Regulated Industries And Not-For-Profit Organizations

C. Impact On Board Of Directors' Responsibilities And Committee Structure

10:30 a.m. - 10:45 a.m.

Break

10:45 a.m. - 12:00 p.m.

II. Understanding The Independent Auditor's Role

A. New Standards Under Public Company, Accounting Oversight Board

B. Internal Audits

C. Internal Controls

D. Audit Committee Functions

12:00 p.m. - 1:00 p.m.

Lunch (On Your Own)

1:00 p.m. - 2:00 p.m.

III. Directors And Officers Liability Insurance

A. Coverage Issues

B. Current Market Conditions

C. Recent Claims

2:00 p.m. - 3:15 p.m.

IV. Impact On Public Companies

A. New Disclosure Requirements

B. Accelerated And Enhanced Filing Requirements

C. NYSE And NASDAQ Rules

3:15 p.m. - 3:30 p.m.

Break

3:30 p.m. - 4:45 p.m.

V. Professional Standards Of Conduct For Attorneys (Ethics)

A. Up-The-Ladder Reporting

B. Proposed 'Noisy Withdrawal' Rule

C. Duties Under N.Y. Code Of Professional Responsibility

Seminar Summary:

This seminar will cover such topics as disclosure requirements, background of the Sarbanes-Oxley Act, internal controls, and more. (see full course description)

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