Understanding the Newly Implemented New York State Department of Financial Services’ AML Requirements Webinar training seminars presented by Online Compliance Panel
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On June 30, 2016, the New York State Department of Financial Services (NYSDFS) issued a Final Rule requiring financial institutions to maintain reasonably designed AML transaction monitoring and filtering programs. The rule is effective as of January 1, 2017. (see
full course description)
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Syllabus:
Understanding the Newly Implemented New York State Department of Financial Services’ AML Requirements
Objectives of the Presentation
Provide background regarding the evolution of the NYSDFS AML Final Rule
Assessment of key components of the NYSDFS AML Final Rule
Discussion of best practices
Address questions and ambiguities regarding the NYSDFS AML Final Rule
Discussion of the certification requirements
Discussion regarding non-compliance
Why Should you Attend
All regulated financial institutions in operating New York should be concerned about adhering to the requirements of the AML Final Rule issued on June 30, 2016. This session provides perspective on requirements and best practices to ensure maintaining a "reasonably designed" AML transaction monitoring and filtering programs.
Areas Covered
Background of the Final Rule
Difference Between Proposed Rule and Final Rule
Key Components of the Final Rule
Best Practices
Annual Certification
Consequences of non-compliance
Conclusion
Seminar Summary:
On June 30, 2016, the New York State Department of Financial Services (NYSDFS) issued a Final Rule requiring financial institutions to maintain reasonably designed AML transaction monitoring and filtering programs. The rule is effective as of January 1, 2017. (see
full course description)