Training Course
Syllabus:
Recruiting, Training and Maintaining a Quality AML Team Webinar
Objectives of the Presentation
Understand why compliance is a vital organ of ALL enterprises Get compliance to fit like a tailored suit not a straight jacket Training front-line workers, operations and board of directors will achieve effective process implementation Incorporating training techniques that are adaptable to the various learning styles of adult learners is a must Analyzing increasing regulator expectations for training programs Developing simple and effective testing of training for effectiveness
Why Should you Attend
Major fines, penalties and heightened scrutiny have created an increased demand for quality staff and jolted financial institutions into a battle to ensure compliance departments are properly trained at all times. Good design of a compliance function will help eliminate most common errors. Proper training ensures employees are kept up to date with increasingly strict and complex regulatory systems around the world, as well as general awareness of heightened AML risks. Join this webinar for best practices and practical advice that can provide immediate benefits for your compliance program and financial institution.
Areas Covered
What is the function of compliance How compliance works best and how it fails Finding a good compliance professional - Tigers, not slugs Empowering your teams members Avoid fatal flaws in compliance Outlining and drafting a compliance manual Proper compliance writing and reporting The future of compliance auditing, letters of concern and fines
Who will Benefit:
Banking Managers, All Compliance Professionals,
AML Consultants, Compliance auditing professionals, Those at the Board level in
charge of Governance |