Fundamentals of Lending, Deposit and Operations Seminar
FIS Regulatory Advisory Services has developed a compliance seminar series to help you save time, save money and meet your continuing regulatory compliance and operational education needs!
By attending our compliance seminars, you will gain a clear understanding of complex compliance issues affecting your institution, as well as how to address those issues operationally.
You will also take away some real-world solutions to immediately improve compliance policies and avoid unnecessary practices saving your institution valuable time and money. Attendees will also receive some of our quick reference guides as samples, along with a flash-drive, containing the Power Points and materials for each session, so you can use within your institution upon your return.
Weve structured our sessions so that we are offering a two-day lending session, and a two-day deposit and operations session for all levels. So you can sign up for all four days ($1,500), or the individual lending ($800), or deposit and operations ($800) sessions. FIS Regulatory Advisory Services Premium Members and Compliance Administration clients with RAS Support receive a discount of $500 on the four-day session, or $200 on a two-day session.
Our compliance seminars are approved by the Institute of Certified Bankers (ICB) for continuing education credits in the following designation: 26.5 CRCM. They have also been submitted for approval to the Florida Bar for CLER credits.
The Fundamentals Lending, Deposit and Operations Compliance Training is recommended for professionals with 0-5 years of compliance experience. This class provides fundamentals concepts in compliance with a strong, basic understanding of common compliance rules and regulations. It will include lectures and exercises designed to reinforce the information that attendees learn in class.
The following topics will be discussed:
Appraisals and Appraisal Standards
Fair Credit Reporting Act and Regulation V
Home Mortgage Disclosure Act (HMDA)
Private Mortgage Insurance
Real Estate Lending Standards
Regulation B Fair Lending
Regulation Z Truth in Lending
RESPA and HUDs Regulation X
Servicemembers Civil Relief Act
Non-Deposit Investment Products
Unfair, Deceptive, or Abusive Acts or Practices (UDAAP)
BSA and OFAC Penalties and Enforcement Actions
Currency Transaction Reporting
Customer Identification Program
Suspicious Activity Reporting
Electronic Funds Transfer Act
FDIC/NCUA Insurance Coverage
FIRREA Enforcement and Penalties
Regulation CC Funds Availability
Truth in Savings